1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
CONVERTIBLE PROMISSORY NOTE
|
07/25/2007 |
07/25/2010 |
COMMON STOCK, $.001 PAR VALUE
|
510,834
|
$
(1)
|
I
|
By Self as Trustee of Financial Trading Consultants Pension Plan
|
CONVERTIBLE PROMISSORY NOTE
|
12/25/2007 |
12/24/2010 |
COMMON STOCK, $.001 PAR VALUE
|
100,000
|
$
0.1
|
I
|
By Self as Trustee of Financial Trading Consultants Pension Plan
|
CONVERTIBLE PROMISSORY NOTE
|
07/25/2007 |
07/25/2010 |
COMMON STOCK, $.001 PAR VALUE
|
510,834
|
$
(1)
|
I
|
By Self as Trustee of Merger Master Pension Plan
|
CONVERTIBLE PROMISSORY NOTE
|
12/25/2007 |
12/24/2010 |
COMMON STOCK, $.001 PAR VALUE
|
100,000
|
$
0.1
|
I
|
By Self as Trustee of Merger Master Pension Plan
|
COMMON STOCK WARRANT
|
12/01/2006 |
11/30/2009 |
COMMON STOCK, $.001 PAR VALUE
|
80,000
|
$
0.5
|
D
|
|
COMMON STOCK WARRANT
|
08/08/2005 |
08/08/2008 |
COMMON STOCK, $.001 PAR VALUE
|
100,000
|
$
1
|
D
|
|
COMMON STOCK WARRANT
|
08/08/2005 |
08/08/2008 |
COMMON STOCK, $.001 PAR VALUE
|
100,000
|
$
0.5
|
D
|
|
COMMON STOCK WARRANT
|
08/08/2005 |
08/08/2008 |
COMMON STOCK, $.001 PAR VALUE
|
100,000
|
$
1
|
I
|
By Self as Trustee of Financial Trading Consultants Pension Plan
|
COMMON STOCK WARRANT
|
08/08/2005 |
08/08/2008 |
COMMON STOCK, $.001 PAR VALUE
|
100,000
|
$
0.5
|
I
|
By Self as Trustee of Financial Trading Consultants Pension Plan
|
COMMON STOCK WARRANT
|
02/07/2007 |
02/06/2010 |
COMMON STOCK, $.001 PAR VALUE
|
80,000
|
$
0.5
|
I
|
By Self as Trustee of Financial Trading Consultants Pension Plan
|
COMMON STOCK WARRANT
|
07/25/2007 |
07/24/2010 |
COMMON STOCK, $.001 PAR VALUE
|
250,000
|
$
0.5
|
I
|
By Self as Trustee of Financial Trading Consultants Pension Plan
|
COMMON STOCK WARRANT
|
12/25/2007 |
12/24/2010 |
COMMON STOCK, $.001 PAR VALUE
|
200,000
|
$
0.1
|
I
|
By Self as Trustee of Financial Trading Consultants Pension Plan
|
COMMON STOCK WARRANT
|
08/08/2005 |
08/08/2008 |
COMMON STOCK, $.001 PAR VALUE
|
100,000
|
$
1
|
I
|
By Self as Trustee of Merger Master Pension Plan
|
COMMON STOCK WARRANT
|
08/08/2005 |
08/08/2008 |
COMMON STOCK, $.001 PAR VALUE
|
100,000
|
$
0.5
|
I
|
By Self as Trustee of Merger Master Pension Plan
|
COMMON STOCK WARRANT
|
01/04/2007 |
01/03/2010 |
COMMON STOCK, $.001 PAR VALUE
|
80,000
|
$
0.5
|
I
|
By Self as Trustee of Merger Master Pension Plan
|
COMMON STOCK WARRANT
|
07/25/2007 |
07/24/2010 |
COMMON STOCK, $.001 PAR VALUE
|
250,000
|
$
0.5
|
I
|
By Self as Trustee of Merger Master Pension Plan
|
COMMON STOCK WARRANT
|
12/25/2007 |
12/24/2010 |
COMMON STOCK, $.001 PAR VALUE
|
200,000
|
$
0.1
|
I
|
By Self as Trustee of Merger Master Pension Plan
|