As filed with the Securities and Exchange Commission on May 27, 2021
SECURITIES AND EXCHANGE COMMISSION
(Exact name of registrant as specified in its charter)
2804 Orchard Lake Rd., Suite 202
Keego Harbor, MI 48320
(248) 452 9866
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
Keith R. Marchiando
Chief Financial Officer
ZIVO Bioscience, Inc.
2804 Orchard Lake Rd., Suite 202
Keego Harbor, MI 48320
(248) 452 9866
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Approximate date of commencement of proposed sale to public: As soon as practicable after this Registration Statement becomes effective.
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933 check the following box. [X]
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. [X] 333-251221
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. [ ]
If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. [ ]
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act. (Check one):
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. [ ]
CALCULATION OF REGISTRATION FEE
The Registration Statement shall become effective upon filing with the Securities and Exchange Commission in accordance with Rule 462(b) under the Securities Act of 1933, as amended.
EXPLANATORY NOTE
This Registration Statement is being filed pursuant to Rule 462(b) as promulgated under the Securities Act of 1933, as amended, and includes the registration statement facing page, this page, the signature page, an exhibit index and the required opinions and consents solely to register up to an aggregate of $5,756,900 in (i) additional shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”), (ii) additional warrants to purchase shares of Common Stock, and (iii) shares of Common Stock issuable upon exercise of the warrants. The contents of the Registration Statement on Form S-1 (Registration No. 333-251221), as amended, including the exhibits and power of attorney thereto, which was declared effective by the Securities and Exchange Commission on May 27, 2021, are incorporated by reference in this Registration Statement (the “Prior Registration Statement”). The additional securities that are being registered for issuance and sale are in an amount and at a price that together represent no more than 20% of the maximum aggregate offering price set forth in the Prior Registration Statement.
Item 16. Exhibits and Financial Statement Schedules.
Exhibit Number |
| Description |
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5.1* |
| Opinion of Fennemore Craig, P.C. |
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| Opinion of Honigman LLP. | |
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23.1* |
| Consent of Independent Registered Public Accounting Firm. |
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23.2* |
| Consent of Fennemore Craig, P.C. (included in Exhibit 5.1). |
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23.2* |
| Consent of Honigman LLP (included in Exhibit 5.2). |
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24.1** |
| Power of Attorney (incorporated by reference to Exhibit 24.1 to the Form S-1 Registration Statement (Registration No. 333-251221), filed by Zivo Bioscience, Inc. on December 9, 2020). |
* | Filed herewith. |
** | Previously filed. |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Keego Harbor, State of Michigan, on May 27, 2021.
ZIVO BIOSCIENCE, INC. | |
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By: | /s/ Keith Marchiando |
| Keith Marchiando |
| Chief Financial Officer |
Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement on Form S-1 has been signed by the following persons in the capacities and on the dates indicated.
Signature | Title | Date |
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/s/ Andrew Dahl |
| May 27, 2021 |
Andrew Dahl | President, Chief Executive |
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| Officer, and Director (Principal Executive Officer) |
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/s/ Keith Marchiando |
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Keith Marchiando | Chief Financial Officer (Principal | May 27, 2021 |
| Accounting and Financial Officer) |
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* |
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Christopher Maggiore | Director | May 27, 2021 |
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* |
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Nola Masterson | Director | May 27, 2021 |
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* |
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John Payne | Director | May 27, 2021 |
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* |
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Robert Rondeau | Director | May 27, 2021 |
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/s/ Alison Cornell |
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Alison Cornell | Director | May 27, 2021 |
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* By Andrew Dahl as attorney-in-fact:
/s/ Andrew Dahl |
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Andrew Dahl |
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